Newsletters

New Rules of Conduct for Financial Services Providers

31.01.2019

As of January 2020, the Federal Act on Financial Services (FinSA) will introduce new rules of conduct at the point of sale for financial services providers, aimed at aligning the Swiss financial market legislation with MiFID II. Their impact depends on the client category and whether the service qualifies as portfolio management, advisory or execution only client relationship. The consultation on the draft ordinance to the FinSA (Draft-FinSO) ends on 6 February 2019.

 

Subscribe to our Updates

*Required fields

Monthly selected key topics from our practice areas and sectors, plus Newsflashes on current events.
Monthly email with the latest updates on and summaries of the Swiss Federal Supreme Court's case law in arbitration matters.
A regular look (1 – 2 per year) from a unique M&A perspective on legal changes, economic developments and societal trends in Switzerland.
Regular insights on Swiss and international trends and legal developments in the construction industry.
Concise analyses of key trends in the fast moving world of corporate governance for the boards of Swiss companies.